This is an archive of a blog providing financial planning and investment education for both consumers and advisors, and exploring the fiduciary duties of those providing personalized investment and financial advice. The new blog can be found at www.ronrhoades.com. Thank you.
Friday, January 18, 2019
The SEC's Proposed Regulation "Best Interest" - How the "Safe Harbor" Swallows the Rule
ALL POSTS PRIOR TO 2021 HAVE NOT BEEN REVIEWED NOR APPROVED BY ANY FIRM OR INSTITUTION, AND REFLECT ONLY THE PERSONAL VIEWS OF THE AUTHOR.
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